Search Results

• Compliance Officer — Wilmington, North Carolina

  About Us Live Oak is more than a bank. Live Oak helps people realize their full potential so they can create meaningful impact at work, home or in their communities. As an ...

  Live Oak Bank — 2021-03-18  
• Deposits Compliance Officer - Multiple Levels — Wilmington, North Carolina

  A major retail bank in North Carolina is looking for a Deposits Compliance Officer. This role will provide full autonomy to act in an advisory capacity on Deposit regulations ...

  JCW — 2021-03-21  
• Compliance Officer — Columbia, Virginia

  Regulatory and Health & Safety Officer: Full-Time Position SolarBiotech is developing novel technologies to accelerate the commercialization of Cell Agriculture products. ...

  Solar Bioprocessing, LLC ("SolarBiotech") — 2021-03-26  
• Compliance Officer — Irvine, California

  Want to join a fast-growing company that is also recognized as Best Workplace in the Mortgage Industry with career growth potential? Network Capital has experienced explosive ...

  Network Capital — 2021-04-08  
• Compliance Officer — Beloit, Wisconsin

  GENERAL SUMMARY Primary Responsibilities: 1.      Model a high energy, world-class service and sales culture within the credit union.2.      Support the credit union and its ...

  First Community Credit Union — 2021-04-12  
• Compliance Officer — New York, New York

  Compliance Officer (New York, NY): Our client, a prestigious asset manager with north of $50B in AUM, is looking to bring on an experienced compliance professional to join ...

  Cardea Group — 2021-04-12  
• Compliance Officer — New York, New York

  The Firm is a New-York based hedge fund and private equity manager focusing on healthcare and life sciences with approximately $3 billion in AUM managing long/short hedge ...

  Glocap Search — 2021-04-12  
• Compliance Officer — New York, New York

  What you should know about us: Bank Leumi is a relationship-driven boutique bank focused on Commercial & Private Banking with global ties.We are driven by the success of our ...

  Bank Leumi USA — 2021-03-18  
• Compliance Officer — New York, New York

  Our client, a prominent hedge fund based in New York, NY, is seeking a Portfolio Compliance Analyst to join their growing team! The individual will work with client investment ...

  Mission Staffing — 2021-04-15  
• Compliance Officer — New York, New York

  Markets Compliance Officer(Consulting) Temporary AssignmentThe Horizon Group is searching for a Markets Compliance Officer for one of our international banking clients located ...

  The Horizon Group — 2021-03-18  
• Compliance Officer — Los Angeles, California

  Job Description Help monitor exception and other internal reports for mutual fund adherence Prepare and review testing programs for mutual fund adherence fund policies Prepare ...

  Century Group — 2021-03-18  
• Compliance Officer — Albuquerque, New Mexico

  DreamSpring is a nonprofit organization that increases access to business credit, makes loans and provides training to enable entrepreneurs to realize their dreams and be ...

  DreamSpring — 2021-03-28  
• Compliance Officer — New York, New York

  Trade Surveillance Compliance Officer (Control Room) $10Bn Asset Manager in NYCPosition open **purely due to growth** CANDIDATES:Must have 3-7 years of relevant experience ...

  $10Bn Asset Manager — 2021-03-24  
• Compliance Officer — Walton, New York

  Company Description:We are on a mission to help homeowners achieve financial security and build wealth through their home, while also making that wealth more accessible. EasyKnock ...

  EasyKnock — 2021-03-27  
• Compliance Officer — Longmont, Colorado

  RNB State Bank/Front Range State Bank is looking for an experienced Compliance Officer to join our growing team!We offer competitive pay, health, dental, vision, life insurance, ...

  RNB State Bank & Front Range State Bank — 2021-04-06  
• Compliance Officer — Wabash, Indiana

  POSITION SUMMARY: The Compliance Officer contributes to the fulfillment of Midwest Eye Consultants’ compliance commitment by planning, overseeing, implementing and refining ...

  Midwest Eye Consultants — 2021-04-07  
• Compliance Officer — Ewing, New Jersey

  WHY WE'RE DIFFERENTPrinceton Mortgage isn’t like other mortgage companies. We’re defined by our culture, our values, and our objectives. We foster an environment where motivated ...

  Princeton Mortgage — 2021-04-12  
• Senior Manager/Director, Deposit Operations — New York, New York

  About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. Piermont is women-founded, entrepreneur-led, ...

  Piermont Bank — 2021-04-01  
• Compliance Officer – Research Compliance — New York, New York

  About The CompanyOur client is a multibillion dollar alternative asset manager headquartered in NYCResponsibilities Work as a member of the Compliance Data and Research Management ...

  Arrow Search Partners — 2021-03-18  
• Trade Compliance Officer — Los Angeles, California

  TRADE COMPLIANCE OFFICERLocation: Los Angeles Our client, a high yield asset manager, is seeking a Compliance Officer to assist the Chief Compliance Officer (CCO) in overseeing ...

  UBER Search Partners — 2021-03-18  

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